Overview:

"Compliance Process Automation for Teams" is a comprehensive supervision and analytics tool designed to ensure your company's compliance regarding financial regulations (MIFID2, DODD-FRANK...) in an automated way. Whether you are a large enterprise or a growing business, "Compliance Process Automation for Teams" provides full control of the compliance of the Modern Workplace. We automatically monitor the compliance of all the regulated end-users and provide alerts & reporting to ensure your company is under control regarding the financial rules about communication services.

Key Features:

Call Match: Checks that all the interactions of your regulated users are recorded and available
User declaration: Compares your regulated user base with the recorder users to ensure no one is misconfigured or forgotten
Quality: Ensures the call & video quality are good enough to be audited & replayed by compliance teams
Storage: Ensures all recordings are well stored & archived in the correct place
Availability: Ensures your recording system or service is operational and doing all the jobs
Metadata checks: Ensures your recording is full of the metadata (Date, time, name, phone numbers, users involved...)
Overview: Provided a crystal clear overview of your compliance status

Benefits:

· Data-driven decision-making: Make informed decisions based on actionable insights into your organization's compliance

· Full automation: Stop picking and manually reviewing, we do it for you and all your regulated end users' interactions

· Increased Productivity: One interface for all your Modern Workplace compliance

· Alarms & Reporting: Be informed as soon a compliance breach is detected + Get your compliance estate reporting a single & efficient PDF

· Compliance assurance: Follow & ensure your company's compliance with the various regulation (MIFID2, Dodd-Frank, DORA...)

· Autonomous: Get the compliance incident lists & root causes, without relying on multiple people & teams

· Follow-up: Ensure a compliance issue doesn't happen again while monitoring all the issues

Compliance Process Automation for Teams

by OPEN LAKE TECHNOLOGY